Being a U.S. Public Company

This handbook provides an overview of some of reporting obligations of foreign private issuers and their insiders under the U.S. federal securities and regulations.

Being A U.S. Public Company... A Guide For Non-U.S. Companies And Their Insiders To Their Obligations Under The U.S. Federal Securities Laws Applicable To Foreign Private Issuers provides insight into some of the U.S. federal securities laws and regulations, as well as exchange requirements, governing foreign private issuers.

Key topics include:

What is a Foreign Private Issuer?
Obligations of Foreign Private Issuers Under the U.S. Federal Securities Laws
Exemptions for Foreign Private Issuers from Registration Under the Exchange Act
Annual and Periodic Reporting Obligations
Financial Statement Requirements
Requirements Applicable to Foreign Private Issuers Listed on a U.S. Securities Exchange
Foreign Corrupt Practices Act of 1977
Internal Controls
Requirements of the Sarbanes-Oxley Act of 2002
Offers and Sales of Securities
Anti-Manipulation Provisions
Liability of Foreign Private Issuers Under the U.S. Securities Laws
Responsibilities of Directors, Officers and Certain Shareholders of Foreign Private Issuers Under U.S. Federal Securities Law

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See additional securities resources available for download from Bowne.

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