- Regulatory Developments
- Analysis by the Experts
- Library
- Events
- RSS Feeds
- Newsletter Archive
- Newsletter Sign-up
Pending Regulations for Hedge Funds, With a Special Focus on Managing Your Compliance Program
Sponsored by: Bowne, HedgeOp Compliance, Hedge Connection
November 18, 2009
12:00 pm - 2:00 pm
Indian Harbor Yacht Club
710 Steamboat Road
Greenwich, Connecticut 06830
Overview
- Bankruptcy & Insolvency
- Corporate Governance & Directors' Duties
- Corporate Law
- Financial Reporting, Taxation, & Accounting
- Fund Accounting
- Fund Operations & Management
- Global Markets
- Hedge Funds
- Initial Public Offerings
- Investment Banking & Broker/Dealers
- Investment Management Compliance & Regulation
- Investment Management Marketing
- Mergers & Acquisitions
- Private Equity & Venture Capital
- Sarbanes-Oxley
- Securities Enforcement & Fraud
- Securities Offerings
- Securities Regulation & Disclosure
Guest Speaker: Arthur B. Laby, Associate Professor, Rutgers University School of Law - Camden and former SEC Assistant General Counsel
Learn about the proposed new SEC registration requirements for Hedge Fund managers from Arthur B. Laby, Associate Professor, Rutgers University School of Law - Camden and Former Assistant General Counsel at the SEC.
Professor Laby will give a brief presentation and then open it up to the floor for discussion and questions.
Bill Mulligan, Chairman & CEO of HedgeOp Compliance will give you all the critical information you need to keep up with changes to regulatory requirements and introduce Bowne ComplianceTrack™.
