compliance

pure compliance

Sometimes you need a filing agent more than a financial communications firm or financial printer.

Pure Compliance

  • Pure Compliance
  • Clear Style for clean professional documents:
    • Reflect the latest SEC verbiage
    • HTML Optimized

    Clear Pricing
    for competitive pricing that meets your turnaround needs.

With Bowne's Pure Compliance offering, you get just what you need—speed, efficiency and simplicity—with the same Bowne quality you've come to rely on. Clean, professional documents updated to reflect the latest SEC verbiage and HTML–optimized for clean, online reading. Within hours of submitting your files to Bowne, you'll have an electronic proof of a fully formatted EDGAR submission, with fixed, competitive pricing. All backed by the world's leading EDGAR filer.

Learn more. Contact us to see which of Bowne's compliance offerings is right for you.

Pure Compliance Filing Option for Section 16

Section 16 Filings via Microsoft Excel® Template
If you prefer Bowne's Pure Compliance Section 16 filing solution instead of our self-filing, Web-based option, BowneFile16 , please complete the templates provided below to file Section 16 documents with the Securities and Exchange Commission via Bowne. We'll take care of the rest for you.

Section 16 Templates

Please validate your templates before returning them to Bowne. (Note: If you have trouble with the validation, please just save your file and forward it to pure.compliance@bowne.com; we will take care of the validation.) If using Excel 2007 please save the file with a .xlsm extension prior to sending to Bowne.

Forms 3, 4, 5 (Microsoft Excel® file)
View SEC instructions, access foreign country codes

Please note: This Excel® file contains macros that allow you to easily print the forms. We strongly recommend you Enable Macros when opening the file. For Microsoft Internet Explorer® users, to save the form directly to your computer without viewing it in your browser, right-click on the form title and select Save Target As. Choose the file location and select Save.

MSXML 4.0 Service Pack 2
MSXML 4.0 Service pack 2 is required in order to generate an HTML proof. It is NOT necessary in order to validate your XML document.

Securities and compliance resources

Find up-to-date legal and regulatory developments and expert analysis at SecuritiesConnect—Bowne's industry-leading, online resource for securities and compliance-related information.

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